You may have heard that the Securities and Exchange Commission (SEC) approved a new rule back in 2019 called Regulation Best Interest (REG BI). As of July 1st, 2020 – Reg BI has officially gone into effect and with it a new requirement for broker-dealers and registered investment advisors to act in the best interest…
Sterling Retirement Resources, Inc. 120 Broadway Ave S, Suite 200 Wayzata, MN 55391 Main: 763.762.3400 Fax: 763.762.3409
Steven Finkelstein, Megan Gehrman, and Luke Strom are Registered Representatives offering securities and advisory services through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency,LLC), Member FINRA, SIPC,a Broker-Dealer and a Registered Investment Advisor. Some advisory services offered through AdvisorNet Wealth Management. Sterling Retirement Resources, AdvisorNet, and Cetera Advisor Networks LLC are not affiliated. Individuals affiliated with Cetera firms are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services.
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